 |
 |
|
 |
 |
 |
 |
 |
 |
 |
|
|||||||||||||||||||
|
|||||||||||||||||||
You refined by
Refine
Job sectorJob locationCompliance / LegalThis sector contains all our legal & compliance jobs for finance professionals. Compliance roles are there to ensure banks, asset managers, hedge funds, insurance companies, and other forms of financial services firms are working in line with the regulations imposed by the country they're operating in. Compliance professionals liaise with front office employees on the business side of the organisation to educate salespeople, traders, M&A bankers, and other financial services employees on the expectations of national and supranational regulatory bodies and to make sure these regulatory requirements are met. Regulatory jobs in financial services and investment banks can be divided into various categories, including: Sales and trading compliance - working with a bank's salespeople and traders to ensure their activities comply with the requirements of the local regulator. Sales and trading compliance pros are often product specialists - for example, they might specialise in bonds, equities or derivatives. Control room compliance - these workers perform tasks such as maintaining the bank's restricted list (which confines confidential information to key individuals), ensuring Chinese Walls are upheld and checking for abnormal or alarming dealing activity. The control room compliance team ensure staff placed on 'stop and watch' lists are stopped - and watched. Monitoring and surveillance - scrutinise trading transactions and specific behaviour that might indicate fraudulent activity, such as insider dealing or manipulation of markets across the exchanges. Anti-money laundering (AML) - stop money laundering (where the financial proceeds of illegal activities are given the appearance of being legitimate). Asset managers,hedge funds, retail banks and insurance companies all recruit compliance staff. Regulation of financial services firms has increased and compliance has become increasingly important in the wake of the global financial crisis. As well as containing jobs for compliance officers, managers and senior professionals from compliance recruitment agencies, this section also includes jobs at financial services regulatory bodies such as the FSA (in the UK) and the SEC (in the US). Regulatory jobs frequently revolve around the enforcement of such regulations. To ensure the documentation and contracts associated with their business fall within the law banks and financial services firms employ an army of lawyers or attorneys and paralegals in conjunction with compliance staff. This section also includes these legal jobs within financial services. Show more » « Show less
Showing 1-30 of 231 jobs
We are currently seeking an experienced AML/CTF Compliance Specialist working within the Asia AML/CTF Team to ...
My client, a Global Financial Institution is seeking to recruit Senior Procurement / Sourcing professionals on...
We are a young exchange based in Singapore and wish to recruit a dynamic candidate (minimum 3 to 5 years in a ...
A great opportunity to further your credit risk exposure in a top tier commodities firm with promising career ...
AML - AVP - KYC - Wealth Management - Singapore Wealth Management Institution currently have an immediate hire...
The Sales and Marketing Manager, Auto Business is required to manage the Autoshield telesales team in achievin...
The Regional GCG AML Compliance Officer (Regional GCG AMLCO) assists the Regional GCG AML Compliance Head in c...
An exciting opportunity has arisen to join UBS as an Executive Assistant / Business Manager.
An exciting opportunity has arisen to join UBS as a Compliance Officer, WM - Special Markets and Controls.
My client is a very well reputed healthcare company that is currently seeking a legal counsel to join their ex...
Our client is a major regional private bank and has received outstanding accolades consecutively in recent yea...
Major Asset Management Firm looking to hire Compliance Manager due to continued growth
Reporting to the Singapore Head of Compliance, you will support the bank's consumer and wealth businesses
Challenging role where you will provide leadership to promote compliance with the bank's Anti-Money-Laundering...
Reporting to the Asia Head of Legal, you will responsible for providing commercial legal advice and support fo...
• Major Commercial Bank • New Branch License in Dubai • Part of Pioneer Team • Mandarin speaking skills is ...
My client is global investment bank with offices around the globe. Its regional headquarters are in Singapore ...
This world famous brand & widely-used financial services provider is seeking a senior lawyer to be a vital par...
This world famous, widely-used financial services provider is seeking a dynamic lawyer to oversee a range of l...
Top Japanese Bank seeks to hire a Compliance Analyst to oversee AML and CFT.
The primary purpose of this role is to cover and perform Quality Assurance / Management work across AML Operat...
• Major Custody & Trustee Services Firm • Singapore Lead Role • Competitive Remuneration
Internal Control opportunity for a Global financial institution. 3 years related experience in internal contro...
The Goldman Sachs Group is a leading global financial services firm providing investment banking, securities a...
The Goldman Sachs Group is a leading global financial services firm providing investment banking, securities a...
Our client is a global financial services/e-commerce business heavyweight, and they currently seek an experien...
Our client, a well-reputed European Bank with stable growth plans, is looking for a Legal Counsel join their t...
Our client is one of the largest European banking groups with a well-established private banking business in S...
Our client, a US based investment management company, is seeking a compliance manager for its Singapore office...
Our client is an international investment bank and they are currently seeking two experienced Legal Counsel, ...
Create an email update for the latest jobs matching this search
Compliance / Legal, Asia Pacific
| |
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Copyright © 2012 Eurekahedge Pte Ltd. Use of this site is subject to our terms and conditions of use. |
